Final Order Issued Pursuant to Section 165.7(h) of the Whistleblower Rules

Christina McGlosson, Associate Director of the CFTC's Whistleblower Office, spoke on a panel as part of the FIA's 34th Annual Futures and Options Expo. On the panel, Ms. McGlosson joined other enforcement experts to discuss developments in the CFTC, NFA, and exchange enforcement proceedings and investigations.

Christopher Ehrman, Director of the CFTC's Whistleblower Office, presented to fellow regulators on how to build an effective whistleblower program as part of the CFTC’s Symposium for International Market Authorities on Regulation of Derivatives Products, Markets, and Financial Intermediaries.  The CFTC’s Office of International Affairs organizes and hosts this event, now in its 26th year.

The CFTC's Whistleblower Office exhibited at the FIA's 12th Annual International Derivatives Expo (IDX 2019) on June 3-5, 2019 in London, England. The conference was attended by clearinghouse leaders, regulators, traders and side buy-side professionals discussing the important political and regulatory topics that are shaping the cleared derivatives markets in Europe and beyond from Brexit to regulatory reform in the United States.